Helen Hanna Casey - Dec 24, 2021 Form 4 Insider Report for TriState Capital Holdings, Inc. (TSC)

Role
Director
Signature
/s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact
Stock symbol
TSC
Transactions as of
Dec 24, 2021
Transactions value $
$188,100
Form type
4
Date filed
12/27/2021, 02:42 PM
Previous filing
Dec 21, 2021
Next filing
Jun 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSC Common Stock Options Exercise $55.9K +6K +9.76% $9.32 67.5K Dec 24, 2021 Direct
transaction TSC Common Stock Options Exercise $61.5K +6K +8.89% $10.25 73.5K Dec 24, 2021 Direct
transaction TSC Common Stock Options Exercise $70.7K +6K +8.16% $11.78 79.5K Dec 24, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TSC Stock Options (Right to Buy) Options Exercise $0 -6K -100% $0.00* 0 Dec 24, 2021 Common Stock 6K $9.32 Direct F1
transaction TSC Stock Options (Right to Buy) Options Exercise $0 -6K -100% $0.00* 0 Dec 24, 2021 Common Stock 6K $10.25 Direct F2
transaction TSC Stock Options (Right to Buy) Options Exercise $0 -6K -100% $0.00* 0 Dec 24, 2021 Common Stock 6K $11.78 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 3,000 of these options vested and became exercisable on or about 6/30/2014, and the remaining 3,000 options will vest and become exercisable on 12/31/2016.
F2 3,000 of these options will vest and become exercisable on or about 6/30/2015, and the remaining 3,000 options will vest and become exercisable on 12/31/2017.
F3 3,000 of these options will vest and become exercisable on 6/13/2016, and the remainder will vest and become exercisable on 12/13/2018.