Helen Hanna Casey - 24 Dec 2021 Form 4 Insider Report for TriState Capital Holdings, Inc.

Role
Director
Signature
/s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
24 Dec 2021
Net transactions value
+$188,100
Form type
4
Filing time
27 Dec 2021, 14:42:11 UTC
Previous filing
21 Dec 2021
Next filing
02 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSC Common Stock Options Exercise $55,920 +6,000 +9.8% $9.32 67,502 24 Dec 2021 Direct
transaction TSC Common Stock Options Exercise $61,500 +6,000 +8.9% $10.25 73,502 24 Dec 2021 Direct
transaction TSC Common Stock Options Exercise $70,680 +6,000 +8.2% $11.78 79,502 24 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TSC Stock Options (Right to Buy) Options Exercise $0 -6,000 -100% $0.000000* 0 24 Dec 2021 Common Stock 6,000 $9.32 Direct F1
transaction TSC Stock Options (Right to Buy) Options Exercise $0 -6,000 -100% $0.000000* 0 24 Dec 2021 Common Stock 6,000 $10.25 Direct F2
transaction TSC Stock Options (Right to Buy) Options Exercise $0 -6,000 -100% $0.000000* 0 24 Dec 2021 Common Stock 6,000 $11.78 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 3,000 of these options vested and became exercisable on or about 6/30/2014, and the remaining 3,000 options will vest and become exercisable on 12/31/2016.
F2 3,000 of these options will vest and become exercisable on or about 6/30/2015, and the remaining 3,000 options will vest and become exercisable on 12/31/2017.
F3 3,000 of these options will vest and become exercisable on 6/13/2016, and the remainder will vest and become exercisable on 12/13/2018.