Enrique Rodriguez - 13 Nov 2024 Form 4 Insider Report for Liberty Global Ltd. (LBTYA)

Role
EVP, Chief Technology Officer
Signature
/s/ Cory Smith, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
13 Nov 2024
Net transactions value
$0
Form type
4
Filing time
15 Nov 2024, 16:38:36 UTC
Previous filing
03 May 2024
Next filing
04 Mar 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTY Restricted Share Units A Other $0 +18,277 $0.000000 18,277 13 Nov 2024 Class A Common Shares 18,277 Direct F1, F2, F3
transaction LBTY Restricted Share Units C Other $0 +18,105 $0.000000 18,105 13 Nov 2024 Class C Common Shares 18,105 Direct F1, F2, F3
transaction LBTY Share Appreciation Rights A Other $0 +124,324 $0.000000 124,324 13 Nov 2024 Class A Common Shares 124,324 $16.73 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +201,032 $0.000000 201,032 13 Nov 2024 Class A Common Shares 201,032 $15.00 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +136,880 $0.000000 136,880 13 Nov 2024 Class A Common Shares 136,880 $14.38 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +256,037 $0.000000 256,037 13 Nov 2024 Class A Common Shares 256,037 $9.27 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +553,638 $0.000000 553,638 13 Nov 2024 Class A Common Shares 553,638 $14.89 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +211,766 $0.000000 211,766 13 Nov 2024 Class A Common Shares 211,766 $10.70 Direct F2, F5
transaction LBTY Share Appreciation Rights A Other $0 +332,753 $0.000000 332,753 13 Nov 2024 Class A Common Shares 332,753 $9.66 Direct F2, F6
transaction LBTY Share Appreciation Rights C Other $0 +246,309 $0.000000 246,309 13 Nov 2024 Class C Common Shares 246,309 $16.21 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +398,281 $0.000000 398,281 13 Nov 2024 Class C Common Shares 398,281 $14.70 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +271,185 $0.000000 271,185 13 Nov 2024 Class C Common Shares 271,185 $14.08 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +507,255 $0.000000 507,255 13 Nov 2024 Class C Common Shares 507,255 $8.82 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +1,096,856 $0.000000 1,096,856 13 Nov 2024 Class C Common Shares 1,096,856 $14.97 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +419,547 $0.000000 419,547 13 Nov 2024 Class C Common Shares 419,547 $11.30 Direct F2, F5
transaction LBTY Share Appreciation Rights C Other $0 +329,622 $0.000000 329,622 13 Nov 2024 Class C Common Shares 329,622 $10.20 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.
F2 The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.
F3 Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.
F4 The SARs are immediately exercisable.
F5 The SARs vest in three equal annual installments commencing on May 1, 2024.
F6 The SARs vest in three equal annual installments commencing on May 1, 2025.

Remarks:

The trading symbols for the Issuer's classes of common shares are LBTYA, LBTYB, and LBTYK.