Jason Waldron - 13 Nov 2024 Form 4 Insider Report for Liberty Global Ltd. (LBTYA)

Role
SVP & CAO
Signature
/s/ Cory Smith, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
13 Nov 2024
Net transactions value
$0
Form type
4
Filing time
15 Nov 2024, 16:38:09 UTC
Previous filing
03 May 2024
Next filing
27 Nov 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTY Restricted Share Units A Other $0 +592 $0.000000 592 13 Nov 2024 Class A Common Shares 592 Direct F1, F2, F3
transaction LBTY Restricted Share Units C Other $0 +586 $0.000000 586 13 Nov 2024 Class C Common Shares 586 Direct F1, F2, F3
transaction LBTY Share Appreciation Rights A Other $0 +42,183 $0.000000 42,183 13 Nov 2024 Class A Common Shares 42,183 $18.63 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +39,464 $0.000000 39,464 13 Nov 2024 Class A Common Shares 39,464 $20.61 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +45,282 $0.000000 45,282 13 Nov 2024 Class A Common Shares 45,282 $17.26 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +80,412 $0.000000 80,412 13 Nov 2024 Class A Common Shares 80,412 $15.00 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +54,751 $0.000000 54,751 13 Nov 2024 Class A Common Shares 54,751 $14.38 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +102,413 $0.000000 102,413 13 Nov 2024 Class A Common Shares 102,413 $9.27 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +228,484 $0.000000 228,484 13 Nov 2024 Class A Common Shares 228,484 $14.89 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +79,912 $0.000000 79,912 13 Nov 2024 Class A Common Shares 79,912 $10.70 Direct F2, F5
transaction LBTY Share Appreciation Rights A Other $0 +106,480 $0.000000 106,480 13 Nov 2024 Class A Common Shares 106,480 $9.66 Direct F2, F6
transaction LBTY Share Appreciation Rights C Other $0 +83,573 $0.000000 83,573 13 Nov 2024 Class C Common Shares 83,573 $18.43 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +78,185 $0.000000 78,185 13 Nov 2024 Class C Common Shares 78,185 $20.29 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +89,712 $0.000000 89,712 13 Nov 2024 Class C Common Shares 89,712 $16.87 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +159,312 $0.000000 159,312 13 Nov 2024 Class C Common Shares 159,312 $14.70 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +108,472 $0.000000 108,472 13 Nov 2024 Class C Common Shares 108,472 $14.08 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +202,900 $0.000000 202,900 13 Nov 2024 Class C Common Shares 202,900 $8.82 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +452,669 $0.000000 452,669 13 Nov 2024 Class C Common Shares 452,669 $14.97 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +158,320 $0.000000 158,320 13 Nov 2024 Class C Common Shares 158,320 $11.30 Direct F2, F5
transaction LBTY Share Appreciation Rights C Other $0 +105,478 $0.000000 105,478 13 Nov 2024 Class C Common Shares 105,478 $10.20 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.
F2 The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.
F3 Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.
F4 The SARs are immediately exercisable.
F5 The SARs vest in three equal annual installments commencing on May 1, 2024.
F6 The SARs vest in three equal annual installments commencing on May 1, 2025.

Remarks:

The trading symbols for the Issuer's classes of common shares are LBTYA, LBTYB, and LBTYK.