Jason Waldron - Nov 13, 2024 Form 4 Insider Report for Liberty Global Ltd. (LBTY)

Role
SVP & CAO
Signature
/s/ Cory Smith, Attorney-in-Fact
Stock symbol
LBTY
Transactions as of
Nov 13, 2024
Transactions value $
$0
Form type
4
Date filed
11/15/2024, 04:38 PM
Previous filing
May 3, 2024
Next filing
Nov 27, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTY Restricted Share Units A Other $0 +592 $0.00 592 Nov 13, 2024 Class A Common Shares 592 Direct F1, F2, F3
transaction LBTY Restricted Share Units C Other $0 +586 $0.00 586 Nov 13, 2024 Class C Common Shares 586 Direct F1, F2, F3
transaction LBTY Share Appreciation Rights A Other $0 +42.2K $0.00 42.2K Nov 13, 2024 Class A Common Shares 42.2K $18.63 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +39.5K $0.00 39.5K Nov 13, 2024 Class A Common Shares 39.5K $20.61 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +45.3K $0.00 45.3K Nov 13, 2024 Class A Common Shares 45.3K $17.26 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +80.4K $0.00 80.4K Nov 13, 2024 Class A Common Shares 80.4K $15.00 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +54.8K $0.00 54.8K Nov 13, 2024 Class A Common Shares 54.8K $14.38 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +102K $0.00 102K Nov 13, 2024 Class A Common Shares 102K $9.27 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +228K $0.00 228K Nov 13, 2024 Class A Common Shares 228K $14.89 Direct F2, F4
transaction LBTY Share Appreciation Rights A Other $0 +79.9K $0.00 79.9K Nov 13, 2024 Class A Common Shares 79.9K $10.70 Direct F2, F5
transaction LBTY Share Appreciation Rights A Other $0 +106K $0.00 106K Nov 13, 2024 Class A Common Shares 106K $9.66 Direct F2, F6
transaction LBTY Share Appreciation Rights C Other $0 +83.6K $0.00 83.6K Nov 13, 2024 Class C Common Shares 83.6K $18.43 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +78.2K $0.00 78.2K Nov 13, 2024 Class C Common Shares 78.2K $20.29 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +89.7K $0.00 89.7K Nov 13, 2024 Class C Common Shares 89.7K $16.87 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +159K $0.00 159K Nov 13, 2024 Class C Common Shares 159K $14.70 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +108K $0.00 108K Nov 13, 2024 Class C Common Shares 108K $14.08 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +203K $0.00 203K Nov 13, 2024 Class C Common Shares 203K $8.82 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +453K $0.00 453K Nov 13, 2024 Class C Common Shares 453K $14.97 Direct F2, F4
transaction LBTY Share Appreciation Rights C Other $0 +158K $0.00 158K Nov 13, 2024 Class C Common Shares 158K $11.30 Direct F2, F5
transaction LBTY Share Appreciation Rights C Other $0 +105K $0.00 105K Nov 13, 2024 Class C Common Shares 105K $10.20 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.
F2 The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.
F3 Based on the Reporting Person's receipt of shares as part of the 2023 Annual Performance Award previously reported (Bonus Shares), the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2023 Annual Performance Award program. These RSUs will vest in full on March 1, 2025, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.
F4 The SARs are immediately exercisable.
F5 The SARs vest in three equal annual installments commencing on May 1, 2024.
F6 The SARs vest in three equal annual installments commencing on May 1, 2025.

Remarks:

The trading symbols for the Issuer's classes of common shares are LBTYA, LBTYB, and LBTYK.