Paul A. Gould - 14 Jun 2023 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
Director
Signature
/s/ Cory Smith, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
14 Jun 2023
Net transactions value
$0
Form type
4
Filing time
16 Jun 2023, 16:24:38 UTC
Previous filing
11 May 2023
Next filing
05 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class C Ordinary Shares Options Exercise +2,922 +0.29% 999,059 14 Jun 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Award +1,863 1,863 14 Jun 2023 Class A Ordinary Shares 1,863 Direct F1, F2
transaction LBTYA Restricted Share Units C Award +3,726 3,726 14 Jun 2023 Class C Ordinary Shares 3,726 Direct F1, F2
transaction LBTYA Share Option A (right to buy) Award $0 +4,973 $0.000000 4,973 14 Jun 2023 Class A Ordinary Shares 4,973 $17.22 Direct F3
transaction LBTYA Share Option C (right to buy) Award $0 +9,945 $0.000000 9,945 14 Jun 2023 Class C Ordinary Shares 9,945 $18.23 Direct F3
transaction LBTYA Restricted Share Units A Options Exercise -1,461 -100% 0 14 Jun 2023 Class A Ordinary Shares 1,461 Direct F1, F4
transaction LBTYA Restricted Share Units C Options Exercise -2,922 -100% 0 14 Jun 2023 Class C Ordinary Shares 2,922 Direct F1, F4
transaction LBTYA Class A Share Fund Units Options Exercise +1,461 +9.6% 16,747 14 Jun 2023 Class A Ordinary Shares 1,461 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 The Restricted Share Units will vest in full on the date of the Issuer's 2024 annual general meeting.
F3 The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F4 The Restricted Share Units vested in full on the date of the Issuer's 2023 annual general meeting.
F5 The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Director Deferred Compensation Plan.
F6 The share fund units represent the deferral of shares the Reporting Person received upon the vesting of the 1,461 Restricted Share Units A.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.