Jason Waldron - May 1, 2023 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
SVP & CAO
Signature
/s/ Cory Smith, Attorney-in-Fact
Stock symbol
LBTYA
Transactions as of
May 1, 2023
Transactions value $
-$347,678
Form type
4
Date filed
5/3/2023, 05:00 PM
Previous filing
Apr 27, 2023
Next filing
Sep 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise +8.22K +22.9% 44.1K May 1, 2023 By Trust F1, F2, F3
transaction LBTYA Class A Ordinary Shares Options Exercise +5.19K +11.76% 49.3K May 1, 2023 By Trust F1, F3
transaction LBTYA Class A Ordinary Shares Tax liability -$113K -5.87K -11.9% $19.17 43.4K May 1, 2023 By Trust F3
transaction LBTYA Class C Ordinary Shares Options Exercise +16.4K +19.03% 103K May 1, 2023 By Trust F1, F3, F4
transaction LBTYA Class C Ordinary Shares Options Exercise +10.4K +10.09% 113K May 1, 2023 By Trust F1, F3
transaction LBTYA Class C Ordinary Shares Tax liability -$235K -11.7K -10.36% $20.04 101K May 1, 2023 By Trust F3
holding LBTYA Class C Ordinary Shares 679 May 1, 2023 By 401(k) Plan F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Options Exercise -8.22K -100% 0 May 1, 2023 Class A Ordinary Shares 8.22K Direct F1, F6
transaction LBTYA Restricted Share Units C Options Exercise -16.4K -100% 0 May 1, 2023 Class C Ordinary Shares 16.4K Direct F1, F6
transaction LBTYA Restricted Share Units A Options Exercise -5.19K -50% 5.19K May 1, 2023 Class A Ordinary Shares 5.19K Direct F1, F7
transaction LBTYA Restricted Share Units C Options Exercise -10.4K -50% 10.4K May 1, 2023 Class C Ordinary Shares 10.4K Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 Includes 35,901 ordinary shares previously owned directly by the Reporting Person which were transferred to the Jason R. Waldron Revocable Trust, of which the Reporting Person is a trustee.
F3 Shares are held by the Jason R. Waldron Revocable Trust, of which the Reporting Person is the trustee.
F4 Includes 86,411 ordinary shares previously owned directly by the Reporting Person which were transferred to the Jason R. Waldron Revocable Trust, of which the Reporting Person is a trustee.
F5 The Reporting Person received 610 shares contributed by Issuer under its 401(k) Plan as of May 1, 2023.
F6 The RSUs vest in three equal annual installments commencing on May 1, 2021.
F7 The RSUs vest in three equal annual installments commencing on May 1, 2022.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.