Jason Waldron - 01 May 2023 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
SVP & CAO
Signature
/s/ Cory Smith, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
01 May 2023
Net transactions value
-$347,678
Form type
4
Filing time
03 May 2023, 17:00:22 UTC
Previous filing
27 Apr 2023
Next filing
13 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise +8,222 +23% 44,123 01 May 2023 By Trust F1, F2, F3
transaction LBTYA Class A Ordinary Shares Options Exercise +5,189 +12% 49,312 01 May 2023 By Trust F1, F3
transaction LBTYA Class A Ordinary Shares Tax liability $112,509 -5,869 -12% $19.17 43,443 01 May 2023 By Trust F3
transaction LBTYA Class C Ordinary Shares Options Exercise +16,442 +19% 102,853 01 May 2023 By Trust F1, F3, F4
transaction LBTYA Class C Ordinary Shares Options Exercise +10,378 +10% 113,231 01 May 2023 By Trust F1, F3
transaction LBTYA Class C Ordinary Shares Tax liability $235,169 -11,735 -10% $20.04 101,496 01 May 2023 By Trust F3
holding LBTYA Class C Ordinary Shares 679 01 May 2023 By 401(k) Plan F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Options Exercise -8,222 -100% 0 01 May 2023 Class A Ordinary Shares 8,222 Direct F1, F6
transaction LBTYA Restricted Share Units C Options Exercise -16,442 -100% 0 01 May 2023 Class C Ordinary Shares 16,442 Direct F1, F6
transaction LBTYA Restricted Share Units A Options Exercise -5,189 -50% 5,189 01 May 2023 Class A Ordinary Shares 5,189 Direct F1, F7
transaction LBTYA Restricted Share Units C Options Exercise -10,378 -50% 10,378 01 May 2023 Class C Ordinary Shares 10,378 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 Includes 35,901 ordinary shares previously owned directly by the Reporting Person which were transferred to the Jason R. Waldron Revocable Trust, of which the Reporting Person is a trustee.
F3 Shares are held by the Jason R. Waldron Revocable Trust, of which the Reporting Person is the trustee.
F4 Includes 86,411 ordinary shares previously owned directly by the Reporting Person which were transferred to the Jason R. Waldron Revocable Trust, of which the Reporting Person is a trustee.
F5 The Reporting Person received 610 shares contributed by Issuer under its 401(k) Plan as of May 1, 2023.
F6 The RSUs vest in three equal annual installments commencing on May 1, 2021.
F7 The RSUs vest in three equal annual installments commencing on May 1, 2022.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.