Fries Michael T. - 01 May 2023 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
President & CEO, Director
Signature
/s/ Cory Smith, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
01 May 2023
Net transactions value
-$1,874,063
Form type
4
Filing time
03 May 2023, 16:58:15 UTC
Previous filing
27 Apr 2023
Next filing
23 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise +71,934 +7.3% 1,059,095 01 May 2023 Direct F1
transaction LBTYA Class A Ordinary Shares Tax liability $1,378,975 -71,934 -6.4% $19.17 1,059,095 01 May 2023 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise +143,868 +9.4% 1,675,393 01 May 2023 Direct F1
transaction LBTYA Class C Ordinary Shares Tax liability $495,088 -24,705 -1.5% $20.04 1,650,688 01 May 2023 Direct
holding LBTYA Class C Ordinary Shares 15,072 01 May 2023 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Options Exercise -71,934 -100% 0 01 May 2023 Class A Ordinary Shares 71,934 Direct F1, F3
transaction LBTYA Restricted Share Units C Options Exercise -143,868 -100% 0 01 May 2023 Class C Ordinary Shares 143,868 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 The Reporting Person received 1,089 shares contributed by Issuer under its 401(k) Plan as of May 1, 2023.
F3 The RSUs vest in three equal annual installments commencing on May 1, 2021.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.