John C. Malone - Apr 25, 2023 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
Director, 10%+ Owner
Signature
/s/ Cory Smith, Attorney-in-Fact
Stock symbol
LBTYA
Transactions as of
Apr 25, 2023
Transactions value $
$0
Form type
4
Date filed
4/27/2023, 05:03 PM
Previous filing
Mar 31, 2023
Next filing
May 11, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Share Option A (right to buy) Disposed to Issuer -30.3K -100% 0 Apr 25, 2023 Class A Ordinary Shares 30.3K $32.81 Direct F1, F2
transaction LBTYA Share Option A (right to buy) Award +30.3K 30.3K Apr 25, 2023 Class A Ordinary Shares 30.3K $32.81 Direct F1, F2
transaction LBTYA Share Option A (right to buy) Disposed to Issuer -32.5K -100% 0 Apr 25, 2023 Class A Ordinary Shares 32.5K $35.69 Direct F1, F2
transaction LBTYA Share Option A (right to buy) Award +32.5K 32.5K Apr 25, 2023 Class A Ordinary Shares 32.5K $35.69 Direct F1, F2
transaction LBTYA Share Option C (right to buy) Disposed to Issuer -60.5K -100% 0 Apr 25, 2023 Class C Ordinary Shares 60.5K $31.65 Direct F1, F2
transaction LBTYA Share Option C (right to buy) Award +60.5K 60.5K Apr 25, 2023 Class C Ordinary Shares 60.5K $31.65 Direct F1, F2
transaction LBTYA Share Option C (right to buy) Disposed to Issuer -64.9K -100% 0 Apr 25, 2023 Class C Ordinary Shares 64.9K $34.80 Direct F1, F2
transaction LBTYA Share Option C (right to buy) Award +64.9K 64.9K Apr 25, 2023 Class C Ordinary Shares 64.9K $34.80 Direct F1, F2
transaction LBTYA Share Option C (right to buy) Disposed to Issuer -130K -100% 0 Apr 25, 2023 Class C Ordinary Shares 130K $28.94 Direct F1, F2
transaction LBTYA Share Option C (right to buy) Award +130K 130K Apr 25, 2023 Class C Ordinary Shares 130K $28.94 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.
F2 Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.