John W. Dick - 25 Apr 2023 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
Director
Signature
/s/ Cory Smith, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
25 Apr 2023
Net transactions value
$0
Form type
4
Filing time
27 Apr 2023, 17:01:42 UTC
Previous filing
17 Jun 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Share Option A (right to buy) Disposed to Issuer -5,840 -100% 0 25 Apr 2023 Class A Ordinary Shares 5,840 $30.47 Direct F1, F2
transaction LBTYA Share Option A (right to buy) Award +5,840 5,840 25 Apr 2023 Class A Ordinary Shares 5,840 $30.47 Direct F1, F2
transaction LBTYA Share Option A (right to buy) Disposed to Issuer -7,150 -100% 0 25 Apr 2023 Class A Ordinary Shares 7,150 $28.83 Direct F1, F2
transaction LBTYA Share Option A (right to buy) Award +7,150 7,150 25 Apr 2023 Class A Ordinary Shares 7,150 $28.83 Direct F1, F2
transaction LBTYA Share Option A (right to buy) Disposed to Issuer -7,941 -100% 0 25 Apr 2023 Class A Ordinary Shares 7,941 $30.14 Direct F1, F2
transaction LBTYA Share Option A (right to buy) Award +7,941 7,941 25 Apr 2023 Class A Ordinary Shares 7,941 $30.14 Direct F1, F2
transaction LBTYA Share Option C (right to buy) Disposed to Issuer -11,680 -100% 0 25 Apr 2023 Class C Ordinary Shares 11,680 $29.64 Direct F1, F2
transaction LBTYA Share Option C (right to buy) Award +11,680 11,680 25 Apr 2023 Class C Ordinary Shares 11,680 $29.64 Direct F1, F2
transaction LBTYA Share Option C (right to buy) Disposed to Issuer -14,300 -100% 0 25 Apr 2023 Class C Ordinary Shares 14,300 $27.85 Direct F1, F2
transaction LBTYA Share Option C (right to buy) Award +14,300 14,300 25 Apr 2023 Class C Ordinary Shares 14,300 $27.85 Direct F1, F2
transaction LBTYA Share Option C (right to buy) Disposed to Issuer -15,882 -100% 0 25 Apr 2023 Class C Ordinary Shares 15,882 $29.07 Direct F1, F2
transaction LBTYA Share Option C (right to buy) Award +15,882 15,882 25 Apr 2023 Class C Ordinary Shares 15,882 $29.07 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.
F2 Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney. The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.