J. David Wargo - 31 Mar 2023 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
Director
Signature
/s/ Cory Smith, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
31 Mar 2023
Net transactions value
+$4,218
Form type
4
Filing time
04 Apr 2023, 17:52:23 UTC
Previous filing
04 Jan 2023
Next filing
27 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Award $1,365 +70 +0.11% $19.50 63,623 31 Mar 2023 Direct F1
transaction LBTYA Class C Ordinary Shares Award $2,853 +140 +0.07% $20.38 189,288 31 Mar 2023 Direct F1
holding LBTYA Class C Ordinary Shares 32 31 Mar 2023 By Spouse F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Class A Share Fund Units Award +458 +3.4% 13,737 31 Mar 2023 Class A Ordinary Shares 458 Direct F3, F4
transaction LBTYA Class C Share Fund Units Award +916 +3.2% 29,474 31 Mar 2023 Class C Ordinary Shares 916 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on March 31, 2023.
F2 The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F3 The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Director Deferred Compensation Plan.
F4 The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the Class A and Class C ordinary shares on March 31, 2023, with the value of any fractional shares deferred in cash.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.