Enrique Rodriguez - 10 Mar 2023 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
EVP, Chief Technology Officer
Signature
/s/ Cory Smith, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
10 Mar 2023
Net transactions value
-$84,942
Form type
4
Filing time
14 Mar 2023, 17:32:30 UTC
Previous filing
03 Mar 2023
Next filing
28 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Award +2,989 +2% 154,533 10 Mar 2023 Direct F1
transaction LBTYA Class A Ordinary Shares Tax liability $27,450 -1,483 -0.96% $18.51 153,050 10 Mar 2023 Direct
transaction LBTYA Class C Ordinary Shares Award +5,979 +2% 302,119 10 Mar 2023 Direct F1
transaction LBTYA Class C Ordinary Shares Tax liability $57,491 -2,965 -0.98% $19.39 299,154 10 Mar 2023 Direct
holding LBTYA Class C Ordinary Shares 4,283 10 Mar 2023 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Award +373 373 10 Mar 2023 Class A Ordinary Shares 373 Direct F2, F3
transaction LBTYA Restricted Share Units C Award +746 746 10 Mar 2023 Class C Ordinary Shares 746 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A and Class C ordinary shares of the Issuer received by the Reporting Person pursuant to the Issuer's 2022 Annual Performance Award for employees (which was paid in part in shares), subject to applicable tax withholding.
F2 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F3 Based on the Reporting Person's receipt of shares as part of the Issuer's 2022 Annual Performance Award described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2022 Annual Performance Award program. These RSUs will vest in full on March 1, 2024, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.