Jason Waldron - 01 May 2022 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
SVP & CAO
Signature
/s/ Jennifer A. Hodges, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
01 May 2022
Net transactions value
-$413,032
Form type
4
Filing time
03 May 2022, 17:18:17 UTC
Previous filing
31 Mar 2022
Next filing
10 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise +8,220 +19% 52,485 01 May 2022 Direct F1
transaction LBTYA Class A Ordinary Shares Options Exercise +5,189 +9.9% 57,674 01 May 2022 Direct F1
transaction LBTYA Class A Ordinary Shares Tax liability $133,988 -5,887 -10% $22.76 51,787 01 May 2022 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise +16,441 +16% 119,200 01 May 2022 Direct F1
transaction LBTYA Class C Ordinary Shares Options Exercise +10,378 +8.7% 129,578 01 May 2022 Direct F1
transaction LBTYA Class C Ordinary Shares Tax liability $279,044 -11,774 -9.1% $23.70 117,804 01 May 2022 Direct
holding LBTYA Class C Ordinary Shares 4,283 01 May 2022 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Options Exercise -8,220 -50% 8,222 01 May 2022 Class A Ordinary Shares 8,220 Direct F1, F3
transaction LBTYA Restricted Share Units A Options Exercise -5,189 -33% 10,378 01 May 2022 Class A Ordinary Shares 5,189 Direct F1, F4
transaction LBTYA Restricted Share Units C Options Exercise -16,441 -50% 16,442 01 May 2022 Class C Ordinary Shares 16,441 Direct F1, F3
transaction LBTYA Restricted Share Units C Options Exercise -10,378 -33% 20,756 01 May 2022 Class C Ordinary Shares 10,378 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 The Reporting Person received 656 shares contributed by Issuer under its 401(k) Plan as of March 31, 2022.
F3 The RSUs vest in three equal annual installments commencing on May 1, 2021.
F4 The RSUs vest in three equal annual installments commencing on May 1, 2022.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.