Enrique Rodriguez - 01 May 2022 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
EVP, Chief Technology Officer
Signature
/s/ Jennifer A. Hodges, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
01 May 2022
Net transactions value
-$1,148,940
Form type
4
Filing time
03 May 2022, 17:16:18 UTC
Previous filing
14 Feb 2023
Next filing
03 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise +20,552 +15% 153,655 01 May 2022 Direct F1
transaction LBTYA Class A Ordinary Shares Options Exercise +11,675 +7.6% 165,330 01 May 2022 Direct F1
transaction LBTYA Class A Ordinary Shares Tax liability $372,718 -16,376 -9.9% $22.76 148,954 01 May 2022 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise +41,104 +16% 300,360 01 May 2022 Direct F1
transaction LBTYA Class C Ordinary Shares Options Exercise +23,351 +7.8% 323,711 01 May 2022 Direct F1
transaction LBTYA Class C Ordinary Shares Tax liability $776,222 -32,752 -10% $23.70 290,959 01 May 2022 Direct
holding LBTYA Class C Ordinary Shares 4,283 01 May 2022 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Options Exercise -20,552 -50% 20,553 01 May 2022 Class A Ordinary Shares 20,552 Direct F1, F3
transaction LBTYA Restricted Share Units A Options Exercise -11,675 -33% 23,352 01 May 2022 Class A Ordinary Shares 11,675 Direct F1, F4
transaction LBTYA Restricted Share Units C Options Exercise -41,104 -50% 41,106 01 May 2022 Class C Ordinary Shares 41,104 Direct F1, F3
transaction LBTYA Restricted Share Units C Options Exercise -23,351 -33% 46,703 01 May 2022 Class C Ordinary Shares 23,351 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 The Reporting Person received 780 shares contributed by Issuer under its 401(k) Plan as of March 31, 2022.
F3 The RSUs vest in three equal annual installments commencing on May 1, 2021.
F4 The RSUs vest in three equal annual installments commencing on May 1, 2022.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.