Enrique Rodriguez - May 1, 2022 Form 4 Insider Report for Liberty Global plc (LBTYA)

Signature
/s/ Jennifer A. Hodges, Attorney-in-Fact
Stock symbol
LBTYA
Transactions as of
May 1, 2022
Transactions value $
-$1,148,940
Form type
4
Date filed
5/3/2022, 05:16 PM
Previous filing
Feb 14, 2023
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise +20.6K +15.44% 154K May 1, 2022 Direct F1
transaction LBTYA Class A Ordinary Shares Options Exercise +11.7K +7.6% 165K May 1, 2022 Direct F1
transaction LBTYA Class A Ordinary Shares Tax liability -$373K -16.4K -9.91% $22.76 149K May 1, 2022 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise +41.1K +15.85% 300K May 1, 2022 Direct F1
transaction LBTYA Class C Ordinary Shares Options Exercise +23.4K +7.77% 324K May 1, 2022 Direct F1
transaction LBTYA Class C Ordinary Shares Tax liability -$776K -32.8K -10.12% $23.70 291K May 1, 2022 Direct
holding LBTYA Class C Ordinary Shares 4.28K May 1, 2022 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Options Exercise -20.6K -50% 20.6K May 1, 2022 Class A Ordinary Shares 20.6K Direct F1, F3
transaction LBTYA Restricted Share Units A Options Exercise -11.7K -33.33% 23.4K May 1, 2022 Class A Ordinary Shares 11.7K Direct F1, F4
transaction LBTYA Restricted Share Units C Options Exercise -41.1K -50% 41.1K May 1, 2022 Class C Ordinary Shares 41.1K Direct F1, F3
transaction LBTYA Restricted Share Units C Options Exercise -23.4K -33.33% 46.7K May 1, 2022 Class C Ordinary Shares 23.4K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 The Reporting Person received 780 shares contributed by Issuer under its 401(k) Plan as of March 31, 2022.
F3 The RSUs vest in three equal annual installments commencing on May 1, 2021.
F4 The RSUs vest in three equal annual installments commencing on May 1, 2022.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.