Jason Waldron - 14 Mar 2022 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
SVP & CAO
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
14 Mar 2022
Net transactions value
-$86,627
Form type
4
Filing time
16 Mar 2022, 17:37:22 UTC
Previous filing
09 Mar 2022
Next filing
31 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Award +2,664 +4.9% 56,711 14 Mar 2022 Direct F1
transaction LBTYA Class A Ordinary Shares Tax liability $28,501 -1,170 -2.1% $24.36 55,541 14 Mar 2022 Direct
transaction LBTYA Class C Ordinary Shares Award +5,328 +4.9% 113,575 14 Mar 2022 Direct F1
transaction LBTYA Class C Ordinary Shares Tax liability $58,126 -2,340 -2.1% $24.84 111,235 14 Mar 2022 Direct
holding LBTYA Class C Ordinary Shares 3,627 14 Mar 2022 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Award +333 333 14 Mar 2022 Class A Ordinary Shares 333 Direct F2, F3
transaction LBTYA Restricted Share Units C Award +666 666 14 Mar 2022 Class C Ordinary Shares 666 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A and Class C ordinary shares of the Issuer received by the Reporting Person pursuant to the Issuer's 2021 Annual Performance Award for employees (which was paid in part in shares), subject to applicable tax withholding.
F2 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F3 Based on the Reporting Person's receipt of shares as part of the Issuer's 2021 Annual Performance Award described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2021 Annual Performance Award program. These RSUs will vest in full on March 1, 2023, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.