Fries Michael T. - 14 Mar 2022 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
President & CEO, Director
Signature
/s/ Michael T. Fries
Issuer symbol
LBTYA
Transactions as of
14 Mar 2022
Net transactions value
$0
Form type
4
Filing time
16 Mar 2022, 17:36:01 UTC
Previous filing
15 Mar 2022
Next filing
03 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class B Ordinary Shares Award +63,161 +2.2% 2,914,443 14 Mar 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units B Award +7,656 7,656 14 Mar 2022 Class B Ordinary Shares 7,656 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class B ordinary shares of the Issuer received by the Reporting Person pursuant to the Issuer's 2021 Annual Performance Award for employees (which was paid in part in shares), subject to applicable tax withholding. The Reporting Person paid in cash the required tax withholding ($679,158.34) and retained an additional 27,879 shares in the Class B ordinary shares reported.
F2 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class B ordinary shares.
F3 Based on the Reporting Person's receipt of shares as part of the Issuer's 2021 Annual Performance Award described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2021 Annual Performance Award program. These RSUs will vest in full on March 1, 2023, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.