H. Bracken Charles - Mar 14, 2022 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
EVP & CFO
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Stock symbol
LBTYA
Transactions as of
Mar 14, 2022
Transactions value $
-$326,516
Form type
4
Date filed
3/16/2022, 05:35 PM
Previous filing
Mar 15, 2022
Next filing
Mar 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Award +9.38K +31.63% 39K Mar 14, 2022 Direct F1
transaction LBTYA Class A Ordinary Shares Tax liability -$107K -4.41K -11.3% $24.36 34.6K Mar 14, 2022 Direct
transaction LBTYA Class C Ordinary Shares Award +18.8K +15.59% 139K Mar 14, 2022 Direct F1
transaction LBTYA Class C Ordinary Shares Tax liability -$219K -8.82K -6.34% $24.84 130K Mar 14, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Award +1.17K 1.17K Mar 14, 2022 Class A Ordinary Shares 1.17K Direct F2, F3
transaction LBTYA Restricted Share Units C Award +2.34K 2.34K Mar 14, 2022 Class C Ordinary Shares 2.34K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A and Class C ordinary shares of the Issuer received by the Reporting Person pursuant to the Issuer's 2021 Annual Performance Award for employees (which was paid in part in shares), subject to applicable tax withholding.
F2 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F3 Based on the Reporting Person's receipt of shares as part of the Issuer's 2021 Annual Performance Award described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2021 Annual Performance Award program. These RSUs will vest in full on March 1, 2023, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.