J. David Wargo - 16 Jun 2021 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
Director
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
16 Jun 2021
Net transactions value
+$68,813
Form type
4
Filing time
21 Jun 2021, 17:43:13 UTC
Previous filing
14 Jun 2021
Next filing
02 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise $17,389 +1,045 +1.7% $16.64 61,178 17 Jun 2021 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise $17,093 +1,041 +0.58% $16.42 180,129 17 Jun 2021 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise $34,331 +2,166 +1.2% $15.85 182,295 17 Jun 2021 Direct
holding LBTYA Class C Ordinary Shares 32 16 Jun 2021 By Spouse F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Share Option A (right to buy) Award $0 +6,898 $0.000000 6,898 16 Jun 2021 Class A Ordinary Shares 6,898 $27.82 Direct F2
transaction LBTYA Share Option C (right to buy) Award $0 +13,795 $0.000000 13,795 16 Jun 2021 Class C Ordinary Shares 13,795 $27.82 Direct F2
transaction LBTYA Share Option A (right to buy) Options Exercise $0 -1,045 -100% $0.000000* 0 17 Jun 2021 Class A Ordinary Shares 1,045 $16.64 Direct F3
transaction LBTYA Share Option C (right to buy) Options Exercise $0 -1,041 -100% $0.000000* 0 17 Jun 2021 Class C Ordinary Shares 1,041 $16.42 Direct F3
transaction LBTYA Share Option C (right to buy) Options Exercise $0 -2,166 -100% $0.000000* 0 17 Jun 2021 Class C Ordinary Shares 2,166 $15.85 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F2 The option vests in three equal annual installments commencing on the date of the Issuer's 2022 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F3 The option is immediately exercisable.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.