DAVID E. RAPLEY - 16 Jun 2021 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
Director
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
16 Jun 2021
Net transactions value
-$48,900
Form type
4
Filing time
21 Jun 2021, 17:42:31 UTC
Previous filing
14 May 2021
Next filing
12 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise $17,389 +1,045 +33% $16.64 4,174 17 Jun 2021 Direct
transaction LBTYA Class A Ordinary Shares Sale $28,963 -1,045 -25% $27.72 3,129 17 Jun 2021 Direct F1
transaction LBTYA Class C Ordinary Shares Options Exercise $17,093 +1,041 +14% $16.42 8,572 17 Jun 2021 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise $34,331 +2,166 +25% $15.85 10,738 17 Jun 2021 Direct
transaction LBTYA Class C Ordinary Shares Sale $88,750 -3,207 -30% $27.67 7,531 17 Jun 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Share Option A (right to buy) Award $0 +6,898 $0.000000 6,898 16 Jun 2021 Class A Ordinary Shares 6,898 $27.82 Direct F3
transaction LBTYA Share Option C (right to buy) Award $0 +13,795 $0.000000 13,795 16 Jun 2021 Class C Ordinary Shares 13,795 $27.82 Direct F3
transaction LBTYA Share Option A (right to buy) Options Exercise $0 -1,045 -100% $0.000000* 0 17 Jun 2021 Class A Ordinary Shares 1,045 $16.64 Direct F4
transaction LBTYA Share Option C (right to buy) Options Exercise $0 -1,041 -100% $0.000000* 0 17 Jun 2021 Class C Ordinary Shares 1,041 $16.42 Direct F4
transaction LBTYA Share Option C (right to buy) Options Exercise $0 -2,166 -100% $0.000000* 0 17 Jun 2021 Class C Ordinary Shares 2,166 $15.85 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reflects a weighted average of sales made at prices ranging from $27.69 to $27.75. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F2 The price reflects a weighted average of sales made at prices ranging from $27.64 to $27.70. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F3 The option vests in three equal annual installments commencing on the date of the Issuer's 2022 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F4 The option is immediately exercisable.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.