Paul A. Gould - 16 Jun 2021 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
Director
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
16 Jun 2021
Net transactions value
-$214
Form type
4
Filing time
21 Jun 2021, 17:41:56 UTC
Previous filing
14 Jun 2021
Next filing
02 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise $17,389 +1,045 +0.46% $16.64 226,244 17 Jun 2021 Direct
transaction LBTYA Class A Ordinary Shares Sale $17,525 -640 -0.28% $27.38 225,604 17 Jun 2021 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise $17,093 +1,041 +0.1% $16.42 993,222 17 Jun 2021 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise $34,331 +2,166 +0.22% $15.85 995,388 17 Jun 2021 Direct
transaction LBTYA Class C Ordinary Shares Sale $51,502 -1,880 -0.19% $27.39 993,508 17 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Award $0 +1,124 $0.000000 1,124 16 Jun 2021 Class A Ordinary Shares 1,124 Direct F2, F3
transaction LBTYA Restricted Share Units C Award $0 +2,247 $0.000000 2,247 16 Jun 2021 Class C Ordinary Shares 2,247 Direct F2, F3
transaction LBTYA Share Option A (right to buy) Award $0 +3,449 $0.000000 3,449 16 Jun 2021 Class A Ordinary Shares 3,449 $27.82 Direct F4
transaction LBTYA Share Option C (right to buy) Award $0 +6,898 $0.000000 6,898 16 Jun 2021 Class C Ordinary Shares 6,898 $27.82 Direct F4
transaction LBTYA Share Option A (right to buy) Options Exercise $0 -1,045 -100% $0.000000* 0 17 Jun 2021 Class A Ordinary Shares 1,045 $16.64 Direct F5
transaction LBTYA Share Option C (right to buy) Options Exercise $0 -1,041 -100% $0.000000* 0 17 Jun 2021 Class C Ordinary Shares 1,041 $16.42 Direct F5
transaction LBTYA Share Option C (right to buy) Options Exercise $0 -2,166 -100% $0.000000* 0 17 Jun 2021 Class C Ordinary Shares 2,166 $15.85 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reflects a weighted average of sales made at prices ranging from $27.37 to $27.43. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F2 Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F3 The Restricted Share Units will vest in full on the date of the Issuer's 2022 annual general meeting.
F4 The option vests in three equal annual installments commencing on the date of the Issuer's 2022 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F5 The option is immediately exercisable.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.