Paul A. Gould - Jun 16, 2021 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
Director
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Stock symbol
LBTYA
Transactions as of
Jun 16, 2021
Transactions value $
-$214
Form type
4
Date filed
6/21/2021, 05:41 PM
Previous filing
Jun 14, 2021
Next filing
Jul 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise $17.4K +1.05K +0.46% $16.64 226K Jun 17, 2021 Direct
transaction LBTYA Class A Ordinary Shares Sale -$17.5K -640 -0.28% $27.38 226K Jun 17, 2021 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise $17.1K +1.04K +0.1% $16.42 993K Jun 17, 2021 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise $34.3K +2.17K +0.22% $15.85 995K Jun 17, 2021 Direct
transaction LBTYA Class C Ordinary Shares Sale -$51.5K -1.88K -0.19% $27.39 994K Jun 17, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Award $0 +1.12K $0.00 1.12K Jun 16, 2021 Class A Ordinary Shares 1.12K Direct F2, F3
transaction LBTYA Restricted Share Units C Award $0 +2.25K $0.00 2.25K Jun 16, 2021 Class C Ordinary Shares 2.25K Direct F2, F3
transaction LBTYA Share Option A (right to buy) Award $0 +3.45K $0.00 3.45K Jun 16, 2021 Class A Ordinary Shares 3.45K $27.82 Direct F4
transaction LBTYA Share Option C (right to buy) Award $0 +6.9K $0.00 6.9K Jun 16, 2021 Class C Ordinary Shares 6.9K $27.82 Direct F4
transaction LBTYA Share Option A (right to buy) Options Exercise $0 -1.05K -100% $0.00* 0 Jun 17, 2021 Class A Ordinary Shares 1.05K $16.64 Direct F5
transaction LBTYA Share Option C (right to buy) Options Exercise $0 -1.04K -100% $0.00* 0 Jun 17, 2021 Class C Ordinary Shares 1.04K $16.42 Direct F5
transaction LBTYA Share Option C (right to buy) Options Exercise $0 -2.17K -100% $0.00* 0 Jun 17, 2021 Class C Ordinary Shares 2.17K $15.85 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reflects a weighted average of sales made at prices ranging from $27.37 to $27.43. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F2 Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F3 The Restricted Share Units will vest in full on the date of the Issuer's 2022 annual general meeting.
F4 The option vests in three equal annual installments commencing on the date of the Issuer's 2022 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F5 The option is immediately exercisable.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.