JOHN W. DICK - 15 Jun 2021 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
Director
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
15 Jun 2021
Net transactions value
-$49,894
Form type
4
Filing time
17 Jun 2021, 17:27:28 UTC
Next filing
21 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise $17,389 +1,045 +2.2% $16.64 48,345 15 Jun 2021 Direct
transaction LBTYA Class A Ordinary Shares Sale $29,260 -1,045 -2.2% $28.00 47,300 15 Jun 2021 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise $34,331 +2,166 +1.7% $15.85 129,795 15 Jun 2021 Direct
transaction LBTYA Class C Ordinary Shares Options Exercise $17,093 +1,041 +0.8% $16.42 130,836 15 Jun 2021 Direct
transaction LBTYA Class C Ordinary Shares Sale $89,447 -3,207 -2.5% $27.89 127,629 15 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Share Option A (right to buy) Options Exercise $0 -1,045 -100% $0.000000* 0 15 Jun 2021 Class A Ordinary Shares 1,045 $16.64 Direct F2
transaction LBTYA Share Option C (right to buy) Options Exercise $0 -2,166 -100% $0.000000* 0 15 Jun 2021 Class C Ordinary Shares 2,166 $15.85 Direct F2
transaction LBTYA Share Option C (right to buy) Options Exercise $0 -1,041 -100% $0.000000* 0 15 Jun 2021 Class C Ordinary Shares 1,041 $16.42 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reflects a weighted average of sales made at prices ranging from $27.89 to $27.90. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F2 The option is immediately exercisable.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.