Vikram Malik - 27 Jan 2023 Form 4 Insider Report for Evolus, Inc. (EOLS)

Role
Director
Signature
/s/ Jeffrey J. Plumer, as attorney-in-fact for Vikram Malik
Issuer symbol
EOLS
Transactions as of
27 Jan 2023
Net transactions value
$0
Form type
4
Filing time
31 Jan 2023, 19:42:04 UTC
Previous filing
26 Jan 2022
Next filing
15 Aug 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EOLS Common Stock Award $0 +8,293 +12% $0.000000 77,585 27 Jan 2023 Direct F1
holding EOLS Common Stock 0 27 Jan 2023 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EOLS Stock Option (Right to Buy) Award $0 +11,789 $0.000000 11,789 27 Jan 2023 Common Stock 11,789 $10.25 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of January 27, 2023, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.
F2 The reporting person previously disclosed beneficial ownership of shares held by Strathspey Crown Holdings Group, LLC ("SCH") as a result of his former position as a Managing Partner of SCH. The Reporting Person is no longer a Managing Partner of SCH and therefore no longer has a reportable beneficial interest in the shares of the Issuer held by SCH.
F3 The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of January 27, 2023, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.