Vikram Malik - 19 Aug 2021 Form 4 Insider Report for Evolus, Inc. (EOLS)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
20 Aug 2021, 20:19:52 UTC
Prior SEC filing
19 Aug 2021
Next SEC filing
25 Aug 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jeffrey J. Plumer, as attorney-in-fact for Vikram Malik

Key filing fact

Vikram Malik filed Form 4 for Evolus, Inc. (EOLS) on 20 Aug 2021.

Key facts

  • This page summarizes Vikram Malik's Form 4 filing for Evolus, Inc. (EOLS).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 20 Aug 2021, 20:19.

Change

  • Previous filing in this sequence was filed on 19 Aug 2021.
  • Current net transaction value: -$654,871.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EOLS transaction

Common Stock

Sale

Transaction value
$125,556
Shares
-11,962
Change %
-0.97%
Price
$10.50
Shares after
1,219,656
Date
19 Aug 2021
Ownership
See footnote
Footnotes
F1, F2
EOLS transaction

Common Stock

Sale

Transaction value
$529,315
Shares
-49,878
Change %
-4.1%
Price
$10.61
Shares after
1,169,778
Date
20 Aug 2021
Ownership
See footnote
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The shares were sold by Strathspey Crown Holdings Group, LLC ("SCH") in multiple trades at prices ranging from $10.47 to $10.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F2

The reported securities are directly owned by SCH and may be deemed beneficially owned by the Reporting Person as a Managing Partner of SCH. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Footnote F3

The shares were sold by SCH in multiple trades at prices ranging from $10.34 to $10.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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