Patrick K. Mullen - Jun 5, 2024 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Director
Signature
/s/ Megan E. Glise under Power of Attorney for Patrick K. Mullen
Stock symbol
LXFR
Transactions as of
Jun 5, 2024
Transactions value $
-$35,904
Form type
4
Date filed
6/6/2024, 06:23 PM
Previous filing
Oct 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +7.32K +28.97% 32.6K Jun 5, 2024 Direct F1
transaction LXFR Ordinary Shares Tax liability -$35.9K -3.69K -11.32% $9.73 28.9K Jun 5, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Restricted Stock Units Options Exercise -7.32K -100% 0 Jun 5, 2024 Ordinary Shares 7.32K Direct F1, F2
transaction LXFR Restricted Stock Units Award +11.7K 11.7K Jun 6, 2024 Ordinary Shares 11.7K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 The Restricted Stock Units fully vested on June 5, 2024. The above figure includes 359 additional Restricted Stock Units acquired from dividend equivalents. Restricted Stock Units accrue dividend equivalents, which are subject to the same terms and conditions as the underlying award and vest therewith.
F3 Restricted Stock Units convert to Ordinary Shares on a 1 for 1 basis.
F4 Represents the annual non-discretionary grant of awards to the Issuer's Non-Executive Directors in accordance with the terms of the Luxfer Holdings PLC Non-Executive Directors Equity Incentive Plan. The Restricted Stock Units vest on the day immediately preceding the Issuer's 2025 Annual General Meeting of Shareholders.