Patrick K. Mullen - 07 Jun 2023 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 Jun 2023, 15:46:37 UTC
Prior SEC filing
01 Aug 2022
Next SEC filing
31 Oct 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Megan E. Glise under Power of Attorney for Patrick K. Mullen

Key filing fact

Patrick K. Mullen filed Form 4 for LUXFER HOLDINGS PLC (LXFR) on 08 Jun 2023.

Key facts

  • This page summarizes Patrick K. Mullen's Form 4 filing for LUXFER HOLDINGS PLC (LXFR).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 08 Jun 2023, 15:46.

Change

  • Previous filing in this sequence was filed on 01 Aug 2022.
  • Current net transaction value: -$86,439.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LXFR transaction

Ordinary Shares

Options Exercise

Transaction value
Shares
+11,736
Change %
+158%
Price
Shares after
19,186
Date
07 Jun 2023
Ownership
Direct
Footnotes
F1
LXFR transaction

Ordinary Shares

Tax liability

Transaction value
$86,439
Shares
-5,657
Change %
-29%
Price
$15.28
Shares after
13,529
Date
07 Jun 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LXFR transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-11,736
Change %
-100%
Price
Shares after
0
Date
07 Jun 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
11,736
Exercise price
Footnotes
F1, F2
LXFR transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares
+6,961
Change %
Price
Shares after
6,961
Date
07 Jun 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
6,961
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Footnote F2

The Restricted Stock Units fully vested on June 7, 2023. The amount above includes 402 Restricted Stock Units accrued related to dividend reinvestment rights.

Footnote F3

The Restricted Stock Units vest on the date immediately preceding the Issuer's 2024 Annual General Meeting of Shareholders.

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