-
Signature
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/s/Jatin Patel
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Stock symbol
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BTAI
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Transactions as of
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Apr 3, 2023
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Transactions value $
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$0
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Form type
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3
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Date filed
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4/13/2023, 07:14 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| holding |
BTAI |
Common Stock, par value $0.001 per share |
|
|
|
|
|
8.55M |
Apr 3, 2023 |
By BioXcel LLC |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| holding |
BTAI |
BTAI Aug 18 2023 $25 Put |
|
|
|
|
|
|
Apr 3, 2023 |
Common Stock, par value $0.001 per share |
1K |
$25.00 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Remarks:
The Reporting Person may be deemed to share investment control over shares of Common Stock of the Issuer held by BioXcel LLC and held indirectly by BioXcel Holdings, Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of the reporting person's pecuniary interest therein, and this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act or otherwise, the beneficial owner of any such shares of Common Stock.