Indu R. Gupta - 03 Apr 2023 Form 3 Insider Report for BioXcel Therapeutics, Inc. (BTAI)

Role
10%+ Owner
Signature
/s/Indu R. Gupta
Issuer symbol
BTAI
Transactions as of
03 Apr 2023
Transactions value $
$0
Form type
3
Filing time
13 Apr 2023, 19:03:22
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BTAI Common Stock, par value $0.001 per share 100 03 Apr 2023 Direct
holding BTAI Common Stock, par value $0.001 per share 8.55M 03 Apr 2023 By BioXcel LLC
holding BTAI Common Stock, par value $0.001 per share 3.55K 03 Apr 2023 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Reporting Person may be deemed to share investment control over shares of Common Stock of the Issuer held by BioXcel LLC and held indirectly by BioXcel Holdings, Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of the reporting person's pecuniary interest therein, and this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act or otherwise, the beneficial owner of any such shares of Common Stock.