Edward H. Schaefer - Mar 15, 2023 Form 4 Insider Report for FFBW, Inc. /MD/ (FFBW)

Role
President and CEO, Director
Signature
/s/ Steven T. Lanter, pursuant to power of attorney
Stock symbol
FFBW
Transactions as of
Mar 15, 2023
Transactions value $
$4,768
Form type
4
Date filed
3/16/2023, 11:39 AM
Previous filing
May 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFBW Common Stock Purchase $4.77K +399 +0.57% $11.95 70.8K Mar 15, 2023 Direct F1, F2, F3
holding FFBW Common Stock 12K Mar 15, 2023 By ESOP F7
holding FFBW Common Stock 6K Mar 15, 2023 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FFBW Stock Options 6K Mar 15, 2023 Common Stock 6K $12.16 Direct F6
holding FFBW Stock Options 5K Mar 15, 2023 Common Stock 5K $11.25 Direct F5
holding FFBW Stock Options 95K Mar 15, 2023 Common Stock 95K $9.15 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 19, 2019.
F2 Includes shares of restricted stock which vest at a rate of 20% per year commencing on May 26, 2022.
F3 Includes shares of restricted stock which vest at a rate of 20% per year commencing on May 25, 2023.
F4 Stock options vest at a rate of 20% per year commencing on December 19, 2019.
F5 Stock options vest at a rate of 20% per year commencing on May 26, 2022.
F6 Stock options vest at a rate of 20% per year commencing on May 25, 2023.
F7 Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.