Dale Broadrick - Nov 30, 2022 Form 4 Insider Report for BioRestorative Therapies, Inc. (BRTX)

Role
10%+ Owner
Signature
/s/ Dale Broadrick
Stock symbol
BRTX
Transactions as of
Nov 30, 2022
Transactions value $
$17,705
Form type
4
Date filed
3/3/2023, 03:11 PM
Previous filing
Sep 27, 2022
Next filing
Jul 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRTX Common Stock Purchase $278 +100 +0.03% $2.78 299K Nov 30, 2022 Direct
transaction BRTX Common Stock Purchase $277 +100 +0.03% $2.77 299K Nov 30, 2022 Direct
transaction BRTX Common Stock Purchase $14.2K +5K +1.67% $2.84 304K Feb 22, 2023 Direct
transaction BRTX Common Stock Purchase $2.95K +1K +0.33% $2.95 305K Feb 22, 2023 Direct
holding BRTX Common Stock 317K Nov 30, 2022 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BRTX Warrant to acquire Common Stock 125 Nov 30, 2022 Common Stock 125 $120.00 Direct
holding BRTX Warrant to acquire Common Stock 125 Nov 30, 2022 Common Stock 125 $120.00 Direct
holding BRTX Warrant to acquire Common Stock 138 Nov 30, 2022 Common Stock 138 $120.00 Direct
holding BRTX Warrant to acquire Common Stock 138 Nov 30, 2022 Common Stock 138 $120.00 Direct
holding BRTX Warrant to acquire Common Stock 833 Nov 30, 2022 Common Stock 833 $120.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Owned by Fleetco, Inc. of which reporting person is a 93% shareholder.