| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UBFO | Common Stock | Options Exercise | +1,500 | +35% | 5,748 | 28 Feb 2023 | Direct | F1 | ||
| transaction | UBFO | Common Stock | Options Exercise | +497 | +8.6% | 6,245 | 01 Mar 2023 | Direct | F5 | ||
| transaction | UBFO | COMMON STOCK | Other | 0 | 0% | 932,491 | 01 Mar 2023 | By: Strategic Value Investors LP | F9 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UBFO | Restricted Stock Units | Award | +1,500 | +10% | 16,500 | 28 Feb 2023 | Common Stock | 1,500 | $0.000000 | Direct | F2 | ||
| transaction | UBFO | Restricted Stock Units | Options Exercise | -1,500 | -9.1% | 15,000 | 28 Feb 2023 | Common Stock | 1,500 | $7.70 | Direct | F2, F3, F4 | ||
| transaction | UBFO | Restricted Stock Units | Award | +497 | +3.3% | 15,497 | 01 Mar 2023 | Common Stock | 497 | $0.000000 | Direct | F6 | ||
| transaction | UBFO | Restricted Stock Units | Options Exercise | -467 | -3% | 15,000 | 01 Mar 2023 | Common Stock | 497 | $7.67 | Direct | F6, F7, F8 |
| Id | Content |
|---|---|
| F1 | Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on February 28, 2023 as a discretionary incentive award. |
| F2 | Represents a grant of discretionary restricted stock units awarded on February 28, 2023, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date. |
| F3 | Represents the complete vesting of all restricted stock units granted on February 28, 2023. |
| F4 | Represents common stock closing price on February 28, 2023.. |
| F5 | Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on March 1, 2023. |
| F6 | Represents a grant of restricted stock units on March 1, 2023, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date. |
| F7 | Represents the complete vesting of all restricted stock units granted on March 1, 2023. |
| F8 | Represents common stock closing price on March 1, 2023. |
| F9 | Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only. |