Timothy John O'Connor - 28 Feb 2023 Form 4 Insider Report for XCEL ENERGY INC (XEL)

Role
EVP, Chief Operations Officer
Signature
Kristin L. Westlund, Attorney in Fact for Timothy John O'Connor
Issuer symbol
XEL
Transactions as of
28 Feb 2023
Transactions value $
-$271,091
Form type
4
Filing time
02 Mar 2023, 16:38:56
Previous filing
23 Feb 2023
Next filing
01 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XEL Common Stock Options Exercise +9.09K +52.9% 26.3K 28 Feb 2023 Direct F1, F2
transaction XEL Common Stock Tax liability -$271K -4.15K -15.78% $65.40 22.1K 28 Feb 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XEL Restricted Stock Units Options Exercise $0 -9.09K -60% $0.00 6.06K 28 Feb 2023 Common Stock 9.09K Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units are settled in common stock on a one-for-one basis.
F2 The amount includes 256.716 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.
F3 A fractional share interest was settled in cash in connection with the settlement of a common stock award and withholding of shares for taxes.
F4 On January 3, 2022, the reporting person was granted 14,719 restricted stock units, 60% of which vested on February 28, 2023, and the remaining 40% vests on August 31, 2023.
F5 Includes 171.144 additional restricted units acquired pursuant to reinvestment of dividend equivalents credited on outstanding restricted stock units.