Frank Chessman - Feb 20, 2023 Form 3 Insider Report for ALKALINE WATER Co INC (WTER)

Role
President and CEO
Signature
/s/ Frank Chessman
Stock symbol
WTER
Transactions as of
Feb 20, 2023
Transactions value $
$0
Form type
3
Date filed
3/1/2023, 06:35 PM
Next filing
May 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WTER Common Stock 550K Feb 20, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WTER Stock Options Feb 20, 2023 Common 246K $0.52 Direct F1
holding WTER Stock Options Feb 20, 2023 Common 300K $0.53 Direct F2
holding WTER Stock Options Feb 20, 2023 Common 200K $1.09 Direct F3
holding WTER Stock Options Feb 20, 2023 Common 500K $0.51 Direct F4
holding WTER Stock Options Feb 20, 2023 Common 375K $0.25 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vested on January 29, 2016.
F2 50% of these options vested on April 3, 2020 and 50% vested on April 3, 2021.
F3 50% of these options vested on March 31, 2021 and 50% vested on March 31, 2022.
F4 50% of these options vested on August 23, 2022 and 50% will vest on August 23, 2023.
F5 50% of these options will vest on November 16, 2023 and 50% will vest on November 16, 2024.