Amanda J. Rome - Feb 21, 2023 Form 4 Insider Report for XCEL ENERGY INC (XEL)

Role
EVP, Chief Legal and Complianc
Signature
Kristin L. Westlund, Attorney in Fact for Amanda J. Rome
Stock symbol
XEL
Transactions as of
Feb 21, 2023
Transactions value $
-$830,026
Form type
4
Date filed
2/23/2023, 04:21 PM
Previous filing
Jan 5, 2023
Next filing
Mar 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XEL Common Stock Award $0 +21.8K +197.49% $0.00 32.9K Feb 21, 2023 Direct F1, F2
transaction XEL Common Stock Options Exercise +2.85K +8.67% 35.7K Feb 21, 2023 Direct F3
transaction XEL Common Stock Tax liability -$830K -12.2K -34.15% $68.01 23.5K Feb 21, 2023 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XEL Restricted Stock Units Options Exercise $0 -2.85K -100% $0.00* 0 Feb 21, 2023 Common Stock 2.85K Direct F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 16,927.167 shares of common stock issued upon settlement of performance share unit awards for the 2020-2022 performance period as well as 4,905.11 shares of common stock issued in lieu of a portion of the cash payment earned by the reporting person under the 2022 annual incentive program.
F2 The amount includes 99.088 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.
F3 Restricted stock units are settled in common stock on a one-for-one basis.
F4 Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards and the issuance of common stock under the 2022 annual incentive program. Fractional share interests were settled in cash.
F5 Number of units shown reflects the reinvestment of dividend equivalents since the original grants of (a) 678.364 units granted on June 1, 2020 and (b) 1,969 units granted on June 1, 2020.
F6 Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.