Amanda J. Rome - 21 Feb 2023 Form 4 Insider Report for XCEL ENERGY INC

Role
EVP, Chief Legal and Complianc
Signature
Kristin L. Westlund, Attorney in Fact for Amanda J. Rome
Issuer symbol
XEL, XELLL on Nasdaq
Transactions as of
21 Feb 2023
Net transactions value
-$830,026
Form type
4
Filing time
23 Feb 2023, 16:21:07 UTC
Previous filing
05 Jan 2023
Next filing
02 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XEL Common Stock Award $0 +21,832 +197% $0.000000 32,887 21 Feb 2023 Direct F1, F2
transaction XEL Common Stock Options Exercise +2,852 +8.7% 35,739 21 Feb 2023 Direct F3
transaction XEL Common Stock Tax liability $830,026 -12,204 -34% $68.01 23,535 21 Feb 2023 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XEL Restricted Stock Units Options Exercise $0 -2,852 -100% $0.000000* 0 21 Feb 2023 Common Stock 2,852 Direct F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 16,927.167 shares of common stock issued upon settlement of performance share unit awards for the 2020-2022 performance period as well as 4,905.11 shares of common stock issued in lieu of a portion of the cash payment earned by the reporting person under the 2022 annual incentive program.
F2 The amount includes 99.088 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.
F3 Restricted stock units are settled in common stock on a one-for-one basis.
F4 Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards and the issuance of common stock under the 2022 annual incentive program. Fractional share interests were settled in cash.
F5 Number of units shown reflects the reinvestment of dividend equivalents since the original grants of (a) 678.364 units granted on June 1, 2020 and (b) 1,969 units granted on June 1, 2020.
F6 Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.