Gregory S. Marcus - 20 Feb 2023 Form 4 Insider Report for MARCUS CORP (MCS)

Role
President and CEO
Signature
/s/ Steven R. Barth, Attorney-in-Fact for Gregory S. Marcus
Issuer symbol
MCS
Transactions as of
20 Feb 2023
Net transactions value
-$42,822
Form type
4
Filing time
22 Feb 2023, 10:59:07 UTC
Previous filing
21 Jul 2022
Next filing
28 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCS Common Stock Tax liability $42,822 -2,700 -1.7% $15.86 155,392 20 Feb 2023 Direct
holding MCS Common Stock 75 20 Feb 2023 As custodian F1
holding MCS Common Stock 7,278 20 Feb 2023 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MCS Stock Option (right to buy) (granted 7/29/14) 49,500 20 Feb 2023 Common Stock 49,500 $18.34 Direct F3
holding MCS Stock Option (right to buy) (granted 7/30/13) 57,500 20 Feb 2023 Common Stock 57,500 $13.04 Direct F3
holding MCS Stock Option (right to buy) (granted 7/28/15) 44,100 20 Feb 2023 Common Stock 44,100 $20.26 Direct F3
holding MCS Stock Option (right to buy) (granted 3/1/16) 28,500 20 Feb 2023 Common Stock 28,500 $18.68 Direct F3
holding MCS Stock Option (right to buy) (granted 2/28/17) 40,000 20 Feb 2023 Common Stock 40,000 $31.20 Direct F3
holding MCS Stock Option (right to buy) (granted 2/27/18) 75,000 20 Feb 2023 Common Stock 75,000 $27.00 Direct F4
holding MCS Stock Option (right to buy) (granted 2/26/19) 70,200 20 Feb 2023 Common Stock 70,200 $41.90 Direct F4
holding MCS Stock Option (right to buy) (granted 2/25/20) 121,000 20 Feb 2023 Common Stock 121,000 $28.88 Direct F4
holding MCS Stock Option (right to buy) (granted 5/8/20) 80,000 20 Feb 2023 Common Stock 80,000 $12.71 Direct F4
holding MCS Stock Option (right to buy)(granted 3/9/21) 137,300 20 Feb 2023 Common Stock 137,300 $21.84 Direct F4
holding MCS Class B Common Stock 191,056 20 Feb 2023 Common Stock 191,056 Direct F5, F6, F7
holding MCS Class B Common Stock 10,786 20 Feb 2023 Common Stock 10,786 As custodian F5, F6, F7, F8
holding MCS Class B Common Stock 8,388 20 Feb 2023 Common Stock 8,388 As trustee F5, F6, F7, F9
holding MCS Class B Common Stock 18,233 20 Feb 2023 Common Stock 18,233 By spouse F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As sole custodian of the Alexandra Marcus U/WI/UTMA.
F2 Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
F3 The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
F4 The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.
F5 This security is convertible into common stock on a 1-for-1 basis at no cost.
F6 This security is immediately exercisable.
F7 No expiration date.
F8 As sole custodian of the Alexandra Marcus U/WI/UTMA, the Michael Marcus U/WI/UTMA, and the Samantha Marcus U/WI/UTMA.
F9 As trustee of the Gabriella Marcus Trust, the Daniella Marcus Trust and the Jessica Marcus Trust.