Kenneth Dillon - Feb 15, 2023 Form 4 Insider Report for OCCIDENTAL PETROLEUM CORP /DE/ (OXY)

Role
Senior Vice President
Signature
/s/ Brittany A. Smith, Attorney-in-Fact for Kenneth Dillon
Stock symbol
OXY
Transactions as of
Feb 15, 2023
Transactions value $
-$1,458,330
Form type
4
Date filed
2/17/2023, 05:31 PM
Previous filing
Mar 2, 2022
Next filing
Mar 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OXY Common Stock Award $0 +20.5K +12.61% $0.00 183K Feb 15, 2023 Direct F1
transaction OXY Common Stock Award $0 +35.5K +19.36% $0.00 219K Feb 15, 2023 Direct F1
transaction OXY Common Stock Tax liability -$1.39M -22.1K -10.09% $62.90 197K Feb 15, 2023 Direct F2
holding OXY Common Stock 17.6K Feb 15, 2023 By OPC Savings Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OXY Warrants (Right to buy) Award $0 +2.1K +14.66% $0.00 16.4K Feb 15, 2023 Common Stock 2.1K $22.00 Direct F4
transaction OXY Warrants (Right to buy) Award $0 +2.22K +13.48% $0.00 18.7K Feb 15, 2023 Common Stock 2.22K $22.00 Direct F4
transaction OXY Warrants (Right to buy) Tax liability -$70.1K -1.7K -9.11% $41.19 17K Feb 15, 2023 Common Stock 1.7K $22.00 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock received upon the vesting of a performance stock unit award granted under the Issuer's 2015 Long-Term Incentive Plan.
F2 Represents?shares?of?common?stock?withheld?to?satisfy?tax?withholding?obligations.
F3 Based on a plan statement dated February 15, 2023.
F4 Represents?warrants?received?upon?the?vesting?of?a?performance?stock?unit?award?granted?under?the?Issuer's?2015?Long-Term?Incentive?Plan. The warrants were issued in connection with an anti-dilution adjustment to certain of the Issuer's outstanding long-term incentive awards and were subject to forfeiture if the performance conditions underlying the award were not met.
F5 Represents?warrants?withheld?to?satisfy?tax?withholding?obligations.