Christopher O. Champion - Feb 15, 2023 Form 4 Insider Report for OCCIDENTAL PETROLEUM CORP /DE/ (OXY)

Role
VP, CAO and Controller
Signature
/s/ Brittany A. Smith, Attorney-in-Fact for Christopher O. Champion
Stock symbol
OXY
Transactions as of
Feb 15, 2023
Transactions value $
-$868,045
Form type
4
Date filed
2/17/2023, 05:28 PM
Previous filing
Jun 3, 2022
Next filing
Mar 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OXY Common Stock Award $0 +12.2K +36.99% $0.00 45.1K Feb 15, 2023 Direct F1
transaction OXY Common Stock Award $0 +21K +46.66% $0.00 66.1K Feb 15, 2023 Direct F1
transaction OXY Common Stock Tax liability -$826K -13.1K -19.87% $62.90 53K Feb 15, 2023 Direct F2
holding OXY Common Stock 2.07K Feb 15, 2023 By OPC Savings Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OXY Warrants (Right to buy) Award $0 +1.25K $0.00 1.25K Feb 15, 2023 Common Stock 1.25K $22.00 Direct F4
transaction OXY Warrants (Right to buy) Award $0 +1.32K +105.37% $0.00 2.56K Feb 15, 2023 Common Stock 1.32K $22.00 Direct F4
transaction OXY Warrants (Right to buy) Tax liability -$41.6K -1.01K -39.41% $41.19 1.55K Feb 15, 2023 Common Stock 1.01K $22.00 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock received upon the vesting of a performance stock unit award granted under the Issuer's 2015 Long-Term Incentive Plan.
F2 Represents shares of common stock withheld to satisfy tax withholding obligations.
F3 Based on a plan statement dated February 15, 2023.
F4 Represents?warrants?received?upon?the?vesting?of?a?performance?stock?unit?award?granted?under?the?Issuer's?2015?Long-Term?Incentive?Plan. The warrants were issued in connection with an anti-dilution adjustment to certain of the Issuer's outstanding long-term incentive awards and were subject to forfeiture if the performance conditions underlying the award were not met.
F5 Represents warrants withheld to satisfy tax withholding obligations.