Jennifer Lew - Feb 13, 2023 Form 4 Insider Report for Annexon, Inc. (ANNX)

Role
EVP & Chief Financial Officer
Signature
/s/ Jennifer Lew
Stock symbol
ANNX
Transactions as of
Feb 13, 2023
Transactions value $
-$12,035
Form type
4
Date filed
2/15/2023, 05:59 PM
Previous filing
Jul 13, 2022
Next filing
Feb 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANNX Common Stock Sale -$11K -1.74K -5.54% $6.31 29.7K Feb 13, 2023 Direct F1, F2, F3, F4
transaction ANNX Common Stock Sale -$1.05K -166 -0.56% $6.30 29.5K Feb 14, 2023 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.
F2 This transaction was executed in multiple trades in prices ranging from $6.15 to $6.43, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3 Includes 7,575 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2022.
F4 Includes 17,709 restricted stock units.