Eric S. Bader - 23 Jan 2023 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
EVP, COO and Corp Sec
Signature
/s/ Eric S. Bader
Issuer symbol
ESQ
Transactions as of
23 Jan 2023
Net transactions value
-$42,621
Form type
4
Filing time
31 Jan 2023, 15:53:40 UTC
Previous filing
21 Dec 2022
Next filing
12 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Tax liability $42,621 -1,034 -1.1% $41.22 97,381 23 Jan 2023 Direct F1, F2, F3, F4, F5, F6
holding ESQ Common Stock 2,000 23 Jan 2023 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 6,550 23 Jan 2023 Common Stock 6,550 $12.50 Direct F7
holding ESQ Stock Options 17,785 23 Jan 2023 Common Stock 17,785 $12.50 Direct F7
holding ESQ Stock Options 29,125 23 Jan 2023 Common Stock 29,125 $12.50 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F6 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F7 Stock options are fully vested.