Ari P. Kornhaber - Jan 23, 2023 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
EVP and Head of Corp Dev
Signature
/s/ Eric S. Bader, pursuant to Power of Attorney
Stock symbol
ESQ
Transactions as of
Jan 23, 2023
Transactions value $
-$30,544
Form type
4
Date filed
1/31/2023, 03:53 PM
Previous filing
Dec 21, 2022
Next filing
Dec 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Tax liability -$30.5K -741 -0.88% $41.22 83.8K Jan 23, 2023 Direct F1, F2, F3, F4, F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 10K Jan 23, 2023 Common Stock 10K $12.50 Direct F7
holding ESQ Stock Options 8.89K Jan 23, 2023 Common Stock 8.89K $12.50 Direct F7
holding ESQ Stock Options 7.5K Jan 23, 2023 Common Stock 7.5K $12.50 Direct F7
holding ESQ Stock Options 29.1K Jan 23, 2023 Common Stock 29.1K $12.50 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F6 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F7 Stock options are fully vested.