Randal J. Kirk - Jan 27, 2023 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role: Director, 10%+ Owner
Signature: /s/ Randal J. Kirk
Stock symbol: PGEN
Transactions as of: Jan 27, 2023
Transactions value $: $19,999,999
Form type: 4
Date filed: 1/31/2023, 03:02 PM
Previous filing: Jan 6, 2023
Next filing: Feb 24, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PGEN	Common Stock	Purchase	$20M	+11.4M	+58.01%	$1.75	31.1M	Jan 27, 2023	by R.J. Kirk DOT	F1
holding	PGEN	Common Stock						490K	Jan 27, 2023	by JPK 2008	F1
holding	PGEN	Common Stock						3.7M	Jan 27, 2023	by JPK 2009	F1
holding	PGEN	Common Stock						1.65M	Jan 27, 2023	by JPK 2012	F1
holding	PGEN	Common Stock						489K	Jan 27, 2023	by MGK 2008	F1
holding	PGEN	Common Stock						3.94M	Jan 27, 2023	by MGK 2009	F1
holding	PGEN	Common Stock						1.64M	Jan 27, 2023	by MGK 2011	F1
holding	PGEN	Common Stock						578K	Jan 27, 2023	by ZSK 2008	F1
holding	PGEN	Common Stock						351K	Jan 27, 2023	by ZSK 2009	F1
holding	PGEN	Common Stock						454K	Jan 27, 2023	by Kellie L. Banks LTT	F1
holding	PGEN	Common Stock						1.02M	Jan 27, 2023	by Sr. Staff 2015	F1
holding	PGEN	Common Stock						1.02M	Jan 27, 2023	by Staff 2015	F1
holding	PGEN	Common Stock						1M	Jan 27, 2023	by Parkview 2020	F1
holding	PGEN	Common Stock						1.14M	Jan 27, 2023	by Spouse
holding	PGEN	Common Stock						13.5M	Jan 27, 2023	by Kapital Joe	F1
holding	PGEN	Common Stock						1.4K	Jan 27, 2023	by Lotus	F1
holding	PGEN	Common Stock						16.4M	Jan 27, 2023	by Sunset 2020	F1
holding	PGEN	Common Stock						1.84M	Jan 27, 2023	by Staff 2010	F2
holding	PGEN	Common Stock						1.38M	Jan 27, 2023	by Staff 2009	F2
holding	PGEN	Common Stock						3.22M	Jan 27, 2023	by Sr. Staff 2008	F2
holding	PGEN	Common Stock						692K	Jan 27, 2023	by Incentive 2009	F2
holding	PGEN	Common Stock						1.38M	Jan 27, 2023	by Incentive 2010	F2
holding	PGEN	Common Stock						311K	Jan 27, 2023	by Staff 2001	F2
holding	PGEN	Common Stock						58.8K	Jan 27, 2023	by Sr. Staff	F2
holding	PGEN	Common Stock						59.1K	Jan 27, 2023	by Staff 2006	F2
holding	PGEN	Common Stock						118K	Jan 27, 2023	by Sr. Staff 2006	F2
holding	PGEN	Common Stock						19.7K	Jan 27, 2023	by Incentive 2006	F2
holding	PGEN	Common Stock						5M	Jan 27, 2023	by Sr. Staff 2007	F2
holding	PGEN	Common Stock						2.5M	Jan 27, 2023	by Staff 2007	F2
holding	PGEN	Common Stock						833K	Jan 27, 2023	by Incentive 2007	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Parkview 2020 Limited Partnership ("Parkview 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F2	Randal J. Kirk controls each of Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), Third Security Incentive 2009 LLC ("Incentive 2009"), Third Security Incentive 2010 LLC ("Incentive 2010"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff LLC ("Sr. Staff"), Third Security Staff 2006 LLC ("Staff 2006"), Third Security Senior Staff 2006 LLC ("Sr. Staff 2006"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2007 LLC ("Sr. Staff 2007"), Third Security Staff 2007 LLC ("Staff 2007"), and Third Security Incentive 2007 LLC ("Incentive 2007"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Content

Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Parkview 2020 Limited Partnership ("Parkview 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Randal J. Kirk controls each of Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), Third Security Incentive 2009 LLC ("Incentive 2009"), Third Security Incentive 2010 LLC ("Incentive 2010"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff LLC ("Sr. Staff"), Third Security Staff 2006 LLC ("Staff 2006"), Third Security Senior Staff 2006 LLC ("Sr. Staff 2006"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2007 LLC ("Sr. Staff 2007"), Third Security Staff 2007 LLC ("Staff 2007"), and Third Security Incentive 2007 LLC ("Incentive 2007"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.