Fletcher Payne - 19 Jan 2023 Form 4 Insider Report for Aptose Biosciences Inc. (APTOF)

Signature
/s/ Fletcher Payne
Issuer symbol
APTOF
Transactions as of
19 Jan 2023
Net transactions value
$0
Form type
4
Filing time
23 Jan 2023, 18:57:29 UTC
Previous filing
21 Sep 2022
Next filing
07 Feb 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APTO Common Shares Award $0 +100,000 $0.000000 100,000 19 Jan 2023 Direct
holding APTO Common Shares 10,000 19 Jan 2023 Held by Fletcher Payne 2019 Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APTO Employee Stock Option (Right to Buy) Award $0 +200,000 $0.000000 200,000 19 Jan 2023 Common Shares 200,000 $0.6600 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fifty percent (50%) of the options vest on January 19, 2024; the remaining fifty percent (50%) vest as follows: One-third (1/3) on January 19, 2025; one-third (1/3) on January 19, 2026; and one-third (1/3) on January 19, 2027.