Fletcher Payne - Jan 19, 2023 Form 4 Insider Report for Aptose Biosciences Inc. (APTO)

Signature
/s/ Fletcher Payne
Stock symbol
APTO
Transactions as of
Jan 19, 2023
Transactions value $
$0
Form type
4
Date filed
1/23/2023, 06:57 PM
Previous filing
Sep 21, 2022
Next filing
Feb 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APTO Common Shares Award $0 +100K $0.00 100K Jan 19, 2023 Direct
holding APTO Common Shares 10K Jan 19, 2023 Held by Fletcher Payne 2019 Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APTO Employee Stock Option (Right to Buy) Award $0 +200K $0.00 200K Jan 19, 2023 Common Shares 200K $0.66 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fifty percent (50%) of the options vest on January 19, 2024; the remaining fifty percent (50%) vest as follows: One-third (1/3) on January 19, 2025; one-third (1/3) on January 19, 2026; and one-third (1/3) on January 19, 2027.