Mark Spurbeck - Jan 2, 2023 Form 4 Insider Report for PEABODY ENERGY CORP (BTU)

Role
EVP and CFO
Signature
/s/ Eric R. Waller, Attorney-in-fact
Stock symbol
BTU
Transactions as of
Jan 2, 2023
Transactions value $
-$564,119
Form type
4
Date filed
1/4/2023, 08:16 PM
Previous filing
Jun 3, 2022
Next filing
Jan 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BTU Common Stock Tax liability -$92.2K -3.49K -4.74% $26.42 70.2K Jan 2, 2023 Direct F1
transaction BTU Common Stock Tax liability -$56.4K -2.13K -3.04% $26.42 68K Jan 2, 2023 Direct F2
transaction BTU Common Stock Tax liability -$127K -4.82K -7.09% $26.42 63.2K Jan 2, 2023 Direct F3
transaction BTU Common Stock Tax liability -$135K -5.37K -8.5% $25.10 57.8K Jan 3, 2023 Direct F4
transaction BTU Common Stock Award $0 +12K +20.66% $0.00 69.8K Jan 3, 2023 Direct F5
transaction BTU Common Stock Sale -$153K -6.22K -8.91% $24.65 63.6K Jan 4, 2023 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 7,174 restricted stock units on January 2, 2023.
F2 The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 4,825 restricted stock units on January 2, 2023.
F3 The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 10,884 restricted stock units on January 2, 2023.
F4 The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 12,125 restricted stock units on January 3, 2023.
F5 Represent?restricted?stock units?("RSUs")?that?will?vest?in three equal?annual?installments on the first, second, and third anniversary?of?the?grant?date of?January?3, 2023, subject?to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.
F6 The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/17/21.