Diane M. Gershowitz - Dec 28, 2022 Form 4/A - Amendment Insider Report for MARCUS CORP (MCS)

Role
Director
Signature
/s/ Steven R. Barth, Attorney-in-Fact for Diane M. Gershowitz
Stock symbol
MCS
Transactions as of
Dec 28, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
1/3/2023, 08:07 PM
Date Of Original Report
Dec 30, 2022
Previous filing
May 11, 2022
Next filing
Jan 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCS Common Stock Award $0 +2.99K +31.23% $0.00 12.5K Dec 29, 2022 Direct F1, F2, F3
holding MCS Common Stock 201K Dec 28, 2022 By DG-LDJ Holdings, LLC F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCS Stock Option (right to buy) Award $0 +1.44K $0.00 1.44K Dec 29, 2022 Common Stock 1.44K $14.25 Direct F1, F5
holding MCS Stock Option (Right to Buy) 500 Dec 28, 2022 Common Stock 500 $13.33 Direct F5
holding MCS Stock Option (Right to Buy) 1K Dec 28, 2022 Common Stock 1K $13.45 Direct F5
holding MCS Stock Option (Right to Buy) 1K Dec 28, 2022 Common Stock 1K $16.84 Direct F5
holding MCS Stock Option (Right to Buy) 1K Dec 28, 2022 Common Stock 1K $19.65 Direct F5
holding MCS Stock Option (Right to Buy) 583 Dec 28, 2022 Common Stock 583 $18.97 Direct F5
holding MCS Stock Option (Right to Buy) 1K Dec 28, 2022 Common Stock 1K $31.55 Direct F5
holding MCS Stock Option (Right to Buy) 1K Dec 28, 2022 Common Stock 1K $27.20 Direct F5
holding MCS Stock Option (Right to Buy) 1K Dec 28, 2022 Common Stock 1K $38.51 Direct F5
holding MCS Stock Option (Right to Buy) 1K Dec 28, 2022 Common Stock 1K $32.60 Direct F5
holding MCS Stock Option (Right to Buy) 750 Dec 28, 2022 Common Stock 750 $17.95 Direct F5
holding MCS Class B Common Stock 1.99M Dec 28, 2022 Common Stock 19.3K By DG-LDJ Holdings, LLC F6, F7, F8
holding MCS Class B Common Stock 7.47K Dec 28, 2022 Common Stock 7.47K Direct F6, F7, F8
holding MCS Class B Common Stock 132K Dec 28, 2022 Common Stock 132K As Trustee F6, F7, F8, F9
holding MCS Class B Common Stock 50.8K Dec 28, 2022 Common Stock 50.8K By Trust F6, F7, F8, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Form 4 filed on December 30, 2022 incorrectly reported the awards of restricted stock and stock options on December 28, 2022. The awards did not take place until December 29, 2022. Additionally, the award values were incorrect and have been updated to reflect the correct values.
F2 Restricted stock granted December 29, 2022 vests and becomes exercisable as follows: 50% after 2nd anniversary of date of grant and 100% after 4th anniversary of date of grant.
F3 Shares previously held by the reporting person directly were transferred to DG-LDJ Holdings, LLC in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
F4 Includes shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F5 Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.
F6 This security is convertible into common stock on a 1-for-1 basis at no cost.
F7 This security is immediately exercisable.
F8 No expiration date.
F9 As trustee for brother's children.
F10 By the Ben and Celia Marcus 1992 Revocable Trust F/B/O Diane M. Gershowitz.