Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | LMFA | Common Stock | 21.9K | Dec 29, 2022 | Carollinn Gould Revocable Trust | ||||||
holding | LMFA | Common Stock | 21.9K | Dec 29, 2022 | Bruce M. Rodgers Revocable Trust | ||||||
holding | LMFA | Common Stock | 853 | Dec 29, 2022 | BRR Holding, LLC | F1 | |||||
holding | LMFA | Common Stock | 20 | Dec 29, 2022 | Carollinn Gould IRA | ||||||
holding | LMFA | Common Stock | 232 | Dec 29, 2022 | Bruce M. Rodgers IRA |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | LMFA | Stock Option (right to buy) | Award | $0 | +112K | $0.00 | 112K | Dec 29, 2022 | Common Stock | 112K | $0.59 | Direct | F3 | |
holding | LMFA | Stock Option (right to buy) | 10.1K | Dec 29, 2022 | Common Stock | 10.1K | $5.95 | Direct | F2 |
Id | Content |
---|---|
F1 | Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. |
F2 | Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan. These options are fully vested as of the date of this Form 4. |
F3 | Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022 (the "Plan"). Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date. Unvested awards will become fully vested upon a Change of Control, as that term is used in the Plan. |