STEPHEN SCHAEFER - 30 Dec 2022 Form 3 Insider Report for ALPINE SUMMIT ENERGY PARTNERS, INC.

Role
Director
Signature
/s/ Reagan Brown as attorney-in-fact for Stephen Schaefer
Issuer symbol
N/A
Transactions as of
30 Dec 2022
Net transactions value
$0
Form type
3
Filing time
30 Dec 2022, 19:01:40 UTC
Next filing
01 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ALPSQ Class A Subordinate Voting Shares 1,066,236 30 Dec 2022 Direct
holding ALPSQ Class A Subordinate Voting Shares 14,000 30 Dec 2022 Held by spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALPSQ Deferred Share Units 30 Dec 2022 Class A Subordinate Voting Shares 60,865 Direct F1
holding ALPSQ Class B Non-Voting Units 30 Dec 2022 Class A Subordinate Voting Shares 21,656 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 36,517 deferred share units (DSUs) vest on June 1, 2022; 24,348 DSUs vest on June 1, 2023. The underlying Class A subordinate voting shares will not be issued to the reporting person, and the reporting personal shall not have any voting or dispositive rights with respect to the underlying Class A subordinate voting shares, until termination of the reporting person's employment or services as a director of the Issuer.
F2 Represents Class B non-voting units of HB2 Origination, LLC, which are exchangeable at the option of the reporting person for Class A subordinate voting shares of the Issuer on a one-for-one basis.

Remarks:

Exhibit 24.1 Power of Attorney