WILLIAM WICKER - 30 Dec 2022 Form 3 Insider Report for ALPINE SUMMIT ENERGY PARTNERS, INC. (ALPSQ)

Role
Chief Investment Officer
Signature
/s/ Reagan Brown as attorney-in-fact for William Wicker
Issuer symbol
ALPSQ
Transactions as of
30 Dec 2022
Transactions value $
$0
Form type
3
Filing time
30 Dec 2022, 19:00:28 UTC
Next filing
01 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ALPSQ Class A Subordinate Voting Shares 844K 30 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALPSQ Employee Stock Option (Right to Buy) 30 Dec 2022 Class A Subordinate Voting Shares 193K $3.56 Direct F1
holding ALPSQ Class B Non-Voting Units 30 Dec 2022 Class A Subordinate Voting Shares 1.69K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options were granted on December 14, 2021, and vest as follows: 48,138 on each of December 14, 2021, December 14, 2022, and December 14, 2023; and 48,136 on December 14, 2024.
F2 Represents Class B non-voting units of HB2 Origination, LLC, which are exchangeable at the option of the reporting person for Class A subordinate voting shares of the Issuer on a one-for-one basis.

Remarks:

Exhibit 24.1 Power of Attorney