Darren J. Tangen - 30 Dec 2022 Form 3 Insider Report for ALPINE SUMMIT ENERGY PARTNERS, INC.

Role
Director
Signature
/s/ Reagan Brown as attorney-in-fact for Darren Tangen
Issuer symbol
N/A
Transactions as of
30 Dec 2022
Net transactions value
$0
Form type
3
Filing time
30 Dec 2022, 18:59:01 UTC
Next filing
11 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ALPSQ Class A Subordinate Voting Shares 4,000 30 Dec 2022 Direct
holding ALPSQ Class A Subordinate Voting Shares 1,026,576 30 Dec 2022 Held by Darren and Nicole Tangen Living Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALPSQ Employee Stock Option (Right to Buy) 30 Dec 2022 Class A Subordinate Voting Shares 192,550 $3.56 Direct F1
holding ALPSQ Deferred Share Units 30 Dec 2022 Class A Subordinate Voting Shares 56,316 Direct F2
holding ALPSQ Class B Non-Voting Units 30 Dec 2022 Class A Subordinate Voting Shares 82,831 $0.000000 Held by Darren and Nicole Tangen Living Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options were granted on December 14, 2021, and vest as follows: 48,138 on each of December 14, 2021, December 14, 2022, and December 14, 2023; and 48,136 on December 14, 2024.
F2 33,708 deferred share units (DSUs) vest on June 1, 2022; 22,608 DSUs vest on June 1, 2023. The underlying Class A subordinate voting shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying Class A subordinate voting shares, until termination of the reporting person's employment or services as a director of the Issuer.
F3 Represents Class B non-voting units of HB2 Origination, LLC, which are exchangeable at the option of the reporting person for Class A subordinate voting shares of the Issuer on a one-for-one basis.

Remarks:

Exhibit 24.1 Power of Attorney