Matthew Jarboe - Dec 20, 2022 Form 4 Insider Report for Paragon 28, Inc. (FNA)

Role
Chief Commercial Officer
Signature
/s/ Jonathan Friedman, as Attorney-in-Fact for Matthew Jarboe
Stock symbol
FNA
Transactions as of
Dec 20, 2022
Transactions value $
-$1,758,564
Form type
4
Date filed
12/23/2022, 09:17 AM
Previous filing
Oct 28, 2022
Next filing
Dec 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNA Common Stock Options Exercise $37.3K +62.1K +22.85% $0.60* 334K Dec 20, 2022 Direct F3
transaction FNA Common Stock Sale -$1.3M -62.1K -18.6% $20.91 272K Dec 20, 2022 Direct F1, F2, F3
transaction FNA Common Stock Options Exercise $6.01K +10K +3.69% $0.60* 282K Dec 21, 2022 Direct F3
transaction FNA Common Stock Options Exercise $17.9K +14.9K +5.28% $1.20* 297K Dec 21, 2022 Direct F3
transaction FNA Common Stock Sale -$521K -24.9K -8.4% $20.91 272K Dec 21, 2022 Direct F1, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -62.1K -86.1% $0.00 10K Dec 20, 2022 Common Stock 62.1K $0.60 Direct F5
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -10K -100% $0.00* 0 Dec 21, 2022 Common Stock 10K $0.60 Direct F5
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -14.9K -19.85% $0.00 60.1K Dec 21, 2022 Common Stock 14.9K $1.20 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.90 to $21.04 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Includes 71,469 restricted stock units.
F4 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.90 to $20.95 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The shares subject to the option vest are fully vested and exercisable.