Eric S. Bader - 10 Dec 2022 Form 4/A - Amendment Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
EVP, COO and Corp Sec
Signature
/s/ Eric S. Bader
Issuer symbol
ESQ
Transactions as of
10 Dec 2022
Net transactions value
-$76,177
Form type
4/A - Amendment
Filing time
13 Dec 2022, 15:26:21 UTC
Date Of Original Report
13 Dec 2022
Previous filing
25 Jan 2022
Next filing
21 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Tax liability $76,177 -1,803 -2.1% $42.25 85,915 10 Dec 2022 Direct F1, F2, F3, F4, F5
holding ESQ Common Stock 2,000 10 Dec 2022 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 6,550 10 Dec 2022 Common Stock 6,550 $12.50 Direct F6
holding ESQ Stock Options 17,785 10 Dec 2022 Common Stock 17,785 $12.50 Direct F6
holding ESQ Stock Options 29,125 10 Dec 2022 Common Stock 29,125 $12.50 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F6 Stock options are fully vested.