Rodger D. Offenbach - 12 Dec 2022 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Rodger Offenbach
Issuer symbol
HNNA
Transactions as of
12 Dec 2022
Net transactions value
-$21,788
Form type
4
Filing time
13 Dec 2022, 14:33:28 UTC
Previous filing
20 Sep 2022
Next filing
16 Mar 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Sale $21,788 -2,615 -2.2% $8.33 116,573 12 Dec 2022 Direct F1
holding HNNA Common Stock 8,902 12 Dec 2022 By IRA
holding HNNA Common Stock 6,370 12 Dec 2022 By Spouse's IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $8.32 to $8.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.