Kevin Barr - 28 Feb 2020 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Role
Executive Vice President
Signature
/s/ Kevin P. Barr by Michael N. Peterson, attorney in fact
Issuer symbol
SEIC
Transactions as of
28 Feb 2020
Net transactions value
+$1,007,900
Form type
4
Filing time
12 Dec 2022, 16:10:16 UTC
Next filing
02 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEIC Common Stock Options Exercise $954,400 +40,000 +28% $23.86 184,741 28 Feb 2020 Direct
transaction SEIC Common Stock Sale $620,000 -10,000 -5.4% $62.00 174,741 06 Dec 2022 Direct
transaction SEIC Common Stock Options Exercise $673,500 +30,000 +17% $22.45 204,741 09 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEIC Option to Purchase Common Stock Options Exercise +40,000 0 28 Feb 2020 Common Stock 40,000 $23.86 Direct F1, F2
transaction SEIC Option to Purchase Common Stock Options Exercise +30,000 0 09 Dec 2022 Common Stock 30,000 $22.45 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fifty percent vested on 2/28/14 and remainder on 12/31/2017.
F2 Received as employment compensation.