Kevin Barr - Feb 28, 2020 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Role
Executive Vice President
Signature
/s/ Kevin P. Barr by Michael N. Peterson, attorney in fact
Stock symbol
SEIC
Transactions as of
Feb 28, 2020
Transactions value $
$1,007,900
Form type
4
Date filed
12/12/2022, 04:10 PM
Next filing
Dec 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEIC Common Stock Options Exercise $954K +40K +27.64% $23.86 185K Feb 28, 2020 Direct
transaction SEIC Common Stock Sale -$620K -10K -5.41% $62.00 175K Dec 6, 2022 Direct
transaction SEIC Common Stock Options Exercise $674K +30K +17.17% $22.45 205K Dec 9, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEIC Option to Purchase Common Stock Options Exercise +40K 0 Feb 28, 2020 Common Stock 40K $23.86 Direct F1, F2
transaction SEIC Option to Purchase Common Stock Options Exercise +30K 0 Dec 9, 2022 Common Stock 30K $22.45 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fifty percent vested on 2/28/14 and remainder on 12/31/2017.
F2 Received as employment compensation.