Michael Listner - 22 Nov 2022 Form 4 Insider Report for Orange County Bancorp, Inc. /DE/ (OBT)

Role
SVP and CCO
Signature
/s/ Jennifer Staub, pursuant to Power of Attorney
Issuer symbol
OBT
Transactions as of
22 Nov 2022
Transactions value $
-$35,100
Form type
4
Filing time
23 Nov 2022, 11:05:19 UTC
Previous filing
23 Sep 2022
Next filing
17 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OBT Common Stock Small acquisition under Rule 16a-6 $41.00 +1 +0.03% $40.99 3.1K 15 Mar 2022 Direct F1, F2, F3
transaction OBT Common Stock Small acquisition under Rule 16a-6 $111 +3 +0.1% $37.03 3.11K 15 Sep 2022 Direct F1, F2, F3, F4
transaction OBT Common Stock Sale -$4.67K -100 -3.22% $46.68 3.01K 22 Nov 2022 Direct F1, F2, F3, F4
transaction OBT Common Stock Sale -$9.32K -200 -6.65% $46.62 2.81K 22 Nov 2022 Direct F1, F2, F3
transaction OBT Common Stock Sale -$21.3K -457 -16.28% $46.52 2.35K 22 Nov 2022 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.
F2 Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.
F3 Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.
F4 These transactions were matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended. Mr. Listner has paid the Issuer the full amount of profit realized in connection with the short-swing transaction of $28.95.